Direct Responsibilities

Position with Asset Management Risks teams, independent teams from the asset management teams, reporting to the Manager in charge of monitoring investment risks for Europe and the USA.

The Risk analyst's main mission is to prepare and make available the internal and regulatory reporting for the Risk Managers on the whole scope of investment activities for AM

Contributing Responsibilities

Prepare and make available internal and regulatory reporting for the Risk Managers : Data feeding and formatting, including management of technical tools and data
Breach monitoring and management (daily)
- Receive the automated breach report.
- Analysis of the report (real, technical,…) and preparation of a breach dashboard for the RMs per investment team
- Write initial comments on the dashboard
- Send the dashboard with comments to the RMs for action
Ensure risk profile alignment :
- Receive the daily internal alerts monitoring report
- Analysis of the report (real, technical,…) and preparation of an internal alerts monitoring report for the RMs per investment team
- Write initial comments on the dashboard
- Send the dashboard with comments to the RMs for their activity and potential interaction with PMs

Run report per team (include managing the tools and controlling)
- Twice a month preparing a dashboard with CRGE/Aladdin as basis with the relevant risk indicators per investment team
- Write initial comments on the dashboard
- Provide it to the RMs

Participation to reporting on breaches/others for regulators
- Preparing and putting together the required information for reports on breaches for regulators and/or dashboard for senior management

Solving technical issues / data issues :
- Analysing and participating to solve all technical issues arising in CRGE/Aladdin during the processes described above

Coordination of the European regulatory reporting (AIFM/UCITS)
- Preparing the required information for the AIFM and UCITS reporting based on CRGE/Aladdin data
- Analysing the quality of information downloaded
- Submitting the pre-report to the RMs for control
- Taking the RMs' comments into account
- Sending the initial report to Reporting Team
- Taking the Reporting Team's comments into account
- Final version of the reporting
Risk Investment Constraint Analyst
- Perform Investment guidelines monitoring activities, ensuring that portfolios under scope compliant with the applicable restrictions at all times
- Analyze potential post-trade breaches alerts, qualify them (active/passive) and liaise with Investment Risk to get clarifications/confirmation in case of doubt
- To achieve the post-trade controls, complementary steps are necessary to be executed on top of rule & constraints implementation in Aladdin:

1. Execute Manual Control

2. Implement Exclusion lists: Client exclusion lists, liaise with Client service

3. Reconciliation of rule/constraints implemented in Aladdin with RUBIC tool

(AM rule/constraints repository)

4. Prepare Client reporting

People Responsibilities ( as team player)

§ Ensure along with the team and managers, a conducive work environment for a healthy working atmosphere in a competitive environment.

§ Together with their managers, contribute towards Upskilling team member's basis the skill matrix and PDP follow through.

§ Fair dealing with staff members, stakeholders and managers, on day to day business deliverables and ensure administrative aspects are totally intact as a valuable team player.

Riverforest Connections Private Limited

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